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Policy Event · Medium impact

AUSTRAC Clarifies PEP Enhanced CDD And Monitoring Controls

AUSTRAC updated guidance on politically exposed persons, enhanced customer due diligence and ongoing monitoring. The guidance pushes reporting entities to document risk-based escalation, high-risk customer review and transaction monitoring thresholds in an auditable way.

Medium impact🇦🇺 AustraliaAMLRegulationBTCETHUSDTAUSTRAC

APAC FINSTAB analysis

For APAC operators, this creates a medium-impact signal around aml, regulation in Australia. Protocols/assets in scope: BTC, ETH, USDT. Named institutions or platforms: AUSTRAC. Teams should monitor the original source, map the change to licensing, custody, disclosure, and market-access obligations, and update their jurisdiction playbooks before the next compliance review.

Compliance read-through: map this event to entity licensing, market-access, custody, disclosure, token listing, and operational-risk obligations before expanding or marketing in the affected jurisdiction.

View related AML tracker page →

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AUSTRAC Sets 2026-27 AML/CTF Regulatory Priorities

AUSTRAC published its 2026-27 regulatory expectations and priorities, setting the next 12 months of AML/CTF supervisory focus for reporting entities. Crypto-adjacent firms should map the priorities to customer due diligence, transaction monitoring, suspicious matter reporting and newly captured services.

High impact🇦🇺 AustraliaAMLRegulationBTCETHUSDT
APAC FINSTAB analysis → Original source ↗

CFTC Finalizes Ellison And Wang FTX Enforcement Settlements

The CFTC reached final settlements with Caroline Ellison, Gary Wang and related Alameda/FTX parties, requiring continued cooperation and imposing multi-year trading and registration bans. The orders extend FTX accountability into individual conduct controls, executive screening and customer-asset governance reviews.

High impact🇺🇸 United StatesEnforcementExchangeRegulationBTCETH
APAC FINSTAB analysis → Original source ↗

OCC Targets November For GENIUS Act Stablecoin Rules

The OCC is racing to finalize GENIUS Act stablecoin rules by November and prepare to process stablecoin issuer applications in early 2027. The move would turn U.S. dollar stablecoin issuance into a bank-supervised regime covering reserves, redemption, audits, custody and examination controls.

High impact🇺🇸 United StatesRegulationStablecoinLicensingUSDTUSDCUSD1
APAC FINSTAB analysis → Original source ↗